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Steven Eric Post

Pathway Financial Advisers, LLC

Auburn, IN

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Current Employers
Pathway Financial Advisers, Llc

4571 County Road 35, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-28
IN RA APPROVED 2013-01-02
  • TX RA
    APPROVED_RES
    Since 2015-01-28
  • IN RA
    APPROVED
    Since 2013-01-02

Branch Locations

4571 County Road 35, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Post & Miller Inc. Auburn IN 04/1974 Present
Pathway Financial Advisers, Llc Auburn IN 11/2012 Present
Other Businesses

Pfister and Miller, Inc. - non-investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice. Title-Tax Professional, Start Date - 04/1974 - Hours per month - 25 mostly during trading hours. My duties include accounting and tax return preparation. Steven E Post is an owner of Financial Building, LLC DBA Covenant Properties. This building was purchased by David Tracey (50%), Austin Miller (25%), Steve Post (12.5%) & Joel Grimm (12.5%) in Auburn, Indiana for the purpose of renting it to the Investment Firm Pathway Financial Advisers, LLC & an accounting/tax Firm Pfister & Miller, Inc. His responsibilities include managing the real estate property for the tenants of Pathway Financial Advisers, LLC & Pfister & Miller, Inc. 2 hours a month are devoted to this activity during trading hours. 3 hours a month are devoted to this activity outside of trading hours. 0 yearly compensation is expected to be derived from this business. Steven E Post is the owner of Steven E. Post, LLC, of which was founded in 2010. Address: 2004 Approach Drive, Auburn, IN 46706. Start Date: 01/2010. Duties involve performing trust services for which he is the Trustee. Steven E Post allocates 5-10 hours a month to this activity outside of trading hours. Investment Related. These services are not provided to any existing Pathway Financial Adviser client.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-02
  • S65 Uniform Investment Adviser Law Examination
    2012-10-02
Other Names
  • Steven E Post

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