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4571 County Road 35, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-28 |
| IN | RA | APPROVED | 2013-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Post & Miller Inc. | Auburn | IN | 04/1974 | Present |
| Pathway Financial Advisers, Llc | Auburn | IN | 11/2012 | Present |
Pfister and Miller, Inc. - non-investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice. Title-Tax Professional, Start Date - 04/1974 - Hours per month - 25 mostly during trading hours. My duties include accounting and tax return preparation. Steven E Post is an owner of Financial Building, LLC DBA Covenant Properties. This building was purchased by David Tracey (50%), Austin Miller (25%), Steve Post (12.5%) & Joel Grimm (12.5%) in Auburn, Indiana for the purpose of renting it to the Investment Firm Pathway Financial Advisers, LLC & an accounting/tax Firm Pfister & Miller, Inc. His responsibilities include managing the real estate property for the tenants of Pathway Financial Advisers, LLC & Pfister & Miller, Inc. 2 hours a month are devoted to this activity during trading hours. 3 hours a month are devoted to this activity outside of trading hours. 0 yearly compensation is expected to be derived from this business. Steven E Post is the owner of Steven E. Post, LLC, of which was founded in 2010. Address: 2004 Approach Drive, Auburn, IN 46706. Start Date: 01/2010. Duties involve performing trust services for which he is the Trustee. Steven E Post allocates 5-10 hours a month to this activity outside of trading hours. Investment Related. These services are not provided to any existing Pathway Financial Adviser client.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-02 |
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