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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-11-11
  • VA RA
    APPROVED
    Since 2014-11-11

Branch Locations

10432 Balls Ford Rd Suite 300, Manassas, VA 20109 • United States

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Stafford, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Manassas VA 10/2011 Present
Mutual Of Omaha Investor Services, Inc Omaha NE 11/2012 Present
Other Businesses

Insurance Agent - Start date: Sept 2011 - 40 hours per week - life, health, LTC, DI, CI, Med-Supp, and Annuity. CertIrium Group LLC, 8/28/2017, will be used as my personal brand for business purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-11
S63 Uniform Securities Agent State Law Examination 2013-02-27
  • S65 Uniform Investment Adviser Law Examination
    2014-11-11
  • S63 Uniform Securities Agent State Law Examination
    2013-02-27
Designations

View on SEC IAPD

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