Wistar White Holt

Current Employers

Employment History

• 01/2015 → 06/2020
  Royal Alliance Associates
  St Louis, MO
• 06/2020 → Present
  Steward Partners Investment Advisory, Llc
  St. Louis, MO
• 02/2013 → Present
  Plaza Advisory Group, Llc
  St. Louis, MO
• 06/2020 → 05/2022
  Raymond James Financial Services, Inc.
  St. Louis, MO
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  St. Louis, MO

Previous Registrations

• 2015-01-14 → 2020-06-15
  Osaic Wealth, Inc.
  St. Louis, MO
• 2013-01-01 → 2013-02-27
  Holt & Shapard Capital Management, Llc
  St. Louis, MO

Other Businesses

1) Plaza Advisory Group, Inc.; Address: Saint Louis, MO; Nature of the Business: Certified Divorce Financial Analyst; Position/Title: Certified Divorce Financial Analyst; Investment Related: Yes; Start Date: 06/09/2020; Hours per month devoted to this business: 5; Hours per month devoted to this business during trading hours: 5; Description of duties: CDFA work as part of the Rubin Team 2) Steward Partners Investment Advisory, LLC; Address: Saint Louis, MO; Nature of the Business: Support Company/DBA (Non-Owner); Position/Title: Advisor; Investment Related: No; Start Date: 06/09/2020; Hours per month devoted to this business: 0Hours per month devoted to this business during trading hours: 0; Description of duties: Investment Advisor 3) Financial Planners Association of Greater St. Louis: Nature of Business: Professional Networking/Professional Development; City/State: No permanent location, St. Louis, MO area; Position/Title: Board/Committee memberships; Investment related: No; Start Date: 01/01/2024; Description of duties: Programs Chair/arranging meeting speakers on topics that fulfill CFP and Insurance CE; 6 HRS/MO devoted to this activity; 4 HR/Mo devoted to activity during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-04-19
• S65 Uniform Investment Adviser Law Examination
  2012-12-22

Designations

Other Names

• Whitey Holt