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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Salt Lake City UT 05/2000 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2000 → Present
    Fidelity Brokerage Services, Inc.
    Salt Lake City, UT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Sandy, UT
    Salt Lake City, UT
  • 2007-11-05 → 2018-07-13
    Salt Lake City, UT
    Salt Lake City, UT
    American Fork, UT
Other Businesses

OBA-11855|OrgNmn:Starview Retreat LLC|Org Addr:Salt Lake ,Utah,US|OBA Nature:Owning and managing real estat|Invst Rel:Y|Title:Owner|Duties:General property maintenance, cleaning and guest issues|StrtDt:02-13-17|TotHrs/mon:4|TrdHrs/mon:0|OBA-11854|OrgNmn:Red Cliffs Retreat LLC|Org Addr:Salt Lake ,Utah,US|OBA Nature:Owning rental property|Invst Rel:Y|Title:Owner|Duties:Manage guest question related to short term rental|StrtDt:04-14-16|TotHrs/mon:4|TrdHrs/mon:0|OBA-11835|OrgNmn:5505 Holladay, LLC|Org Addr:Salt Lake ,Utah,US|OBA Nature:Owning and managing rental pro|Invst Rel:Y|Title:Owner|Duties:General property maintenance, rental applications, and tenant issues.|StrtDt:04-14-16|TotHrs/mon:6|TrdHrs/mon:0|OBA-13819|OrgNmn:Starview Ranches, LLC|Org Addr:Salt Lake ,Utah,US|OBA Nature:Real estate development|Invst Rel:Y|Title:Co-Owner|Duties:Administrative activities, accounting|StrtDt:09-30-19|TotHrs/mon:3|TrdHrs/mon:0|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-17
S66 Uniform Combined State Law Examination 2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    2021-12-17
  • S66 Uniform Combined State Law Examination
    2007-12-03

View on SEC IAPD

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