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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
MI RA APPROVED 2022-07-19
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • MI RA
    APPROVED
    Since 2022-07-19

Branch Locations

608 S Washington Ave Ste 200, Lansing, MI 48933 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2012 03/2019
Northwestern Mutual Investment Services, Llc East Lansing MI 12/2013 03/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 03/2019
Ameritas Investment Corp. Lincoln NE 05/2019 07/2022
Ameritas Life Insurance Corp. Lincoln NE 05/2019 07/2022
Castle Financial Partners Holt MI 03/2019 07/2022
Mcneilly Financial Dewitt MI 12/2012 07/2022
Ameritas Advisory Services, Llc Lincoln NE 11/2021 07/2022
Principal Life Insurance Company Lansing MI 07/2022 Present
Principal Securities Inc Lansing MI 07/2022 Present
Centennial Group Lansing MI 07/2022 Present
  • 11/2012 → 03/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2013 → 03/2019
    East Lansing, MI
  • 03/2017 → 03/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2019 → 07/2022
    Ameritas Investment Corp.
    Lincoln, NE
  • 05/2019 → 07/2022
    Ameritas Life Insurance Corp.
    Lincoln, NE
  • 03/2019 → 07/2022
    Castle Financial Partners
    Holt, MI
  • 12/2012 → 07/2022
    Mcneilly Financial
    Dewitt, MI
  • 11/2021 → 07/2022
    Lincoln, NE
  • 07/2022 → Present
    Principal Life Insurance Company
    Lansing, MI
  • 07/2022 → Present
    Lansing, MI
  • 07/2022 → Present
    Centennial Group
    Lansing, MI
Previous Registrations
Other Businesses

**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/28/2022 ADDRESS: 608 S. Washington Ave, STE 200, Lansing MI 48933, United States DESCRIPTION: Sales of fixed insurance to include: Fixed life, Fixed annuities, Medical, Disability, LTC, P&C **MMBP POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2026 ADDRESS: 5700 W. Mount Hope Hwy, Lansing MI 48917, United States DESCRIPTION: I will act as President of a networking group. I will have leadership and decision-making responsibilities to direct and navigate our group through its fiscal year. There is no sales involved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-15
  • S66 Uniform Combined State Law Examination
    2014-09-15
Designations
Other Names
  • David Brian Mcneilly

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