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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
FL RA APPROVED 2014-05-02
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • FL RA
    APPROVED
    Since 2014-05-02

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

St Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Port Charlotte FL 04/2014 Present
Bank Of America, N.A. Port Charlotte FL 05/2014 Present
Previous Registrations
  • 2013-01-22 → 2014-03-18
    Toledo, OH
    St Louis, MO
Other Businesses

I*4508312, Entity Type For profit, Name of OBA: DoorDash Address: San Francisco California 94107 Investment Related:No Position, Title, Association: Driver/delivery Employee Start Date: 04/29/2026 No Hours: 8 Weekly No Hours during trading: 0 Duties:Courier/delivery services. Miscellaneous courier services, primarily food delivery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-19
  • S66 Uniform Combined State Law Examination
    2013-01-19
Other Names
  • Andrew Joseph Pfeifer

View on SEC IAPD

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