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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-02
MD RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-02-02
  • MD RA
    APPROVED
    Since 2023-08-10

Branch Locations

2101 Gaither Rd Ste 600, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 01/2013 08/2023
Minnesota Life St. Paul MN 01/2013 08/2023
Financial Advantage Rockville MD 01/2013 Present
Cetera Wealth Services, Llc Rockville MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2013 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 01/2013 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 01/2013 → Present
    Financial Advantage
    Rockville, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Rockville, MD
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-04-10 → 2023-08-10
    Securian Financial Services, Inc.
    Rockville, MD
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: DREW BRAND; INVESTMENT RELATED: NO; ADDRESS: 18604 PIER POINT PLACE MONTGOMERY VILLAGE, MD 20886; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 10/2013; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER, RENTAL PROPERTY; 2)NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2013 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, SALE AND SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-25
  • S66 Uniform Combined State Law Examination
    2013-03-25

View on SEC IAPD

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