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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
| CO | RA | APPROVED | 2023-09-05 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc./Oppenheimerfunds | Houston | TX | 08/2013 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 08/2020 | 10/2021 |
| Bank Of America, N.A. | Greenwood Village | CO | 09/2020 | 10/2021 |
| E*Trade Securities Llc | Greenwood Village | CO | 10/2021 | 09/2023 |
| E*Trade Capital Management Llc | Greenwood Village | CO | 10/2021 | 09/2023 |
| Morgan Stanley | Greenwood Village | CO | 01/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2025 | Present |
*684302 - MSU Colorado Spartans Alumni Association; Investment related- No; Denver, Colorado; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 4; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-13 |
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