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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-14 |
| ND | RA | APPROVED | 2019-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Roseau | MN | 01/2015 | 11/2017 |
| Lpl Financial Llc | Roseau | MN | 11/2017 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fargo | ND | 07/2019 | Present |
| Bank Of America, N.A. | Fargo | ND | 09/2019 | Present |
I*: 2415304Entity Type: Fiduciary role Name of OBA: J. D M. and J. E M. Address: Roseau, MN 56751Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/25/2025Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: POA for parents I*2433260, Entity Type: Fiduciary role Name of OBA: J D M AND J E M JTWROS , Address: Roseau, Minnesota, 56751, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04/30/2025, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties: I*2697272, Entity Type: Not for Profit Name of OBA: City Centre Lofts Association, Address: Fargo, North Dakota, 58102, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 08/05/2025, No Hours: 4 Monthly, No Hours during Trading: 1 Monthly, Duties: I am expected to lead a temporary committee to research & potentially implement a rooftop common area to benefit the owners of City Centre Lofts. I am expected to schedule & lead meetings for discovery, discussion, & decision making. The association is a ND nonprofit corporation that was created to benefit the owners of condominiums inside the City Centre Lofts condominium property in Fargo, ND. I*4590272 Entity Type: Not for Profit Name of OBA: Rotary International, Fargo Rotary Club # 1418 Address: Fargo, North Dakota, 58102 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 10/08/2025 Number of Hours: 3, Monthly Number of Hours during trading: 1, Monthly Duties: Fargo Rotary Club brings together a network of professionals & volunteer leaders who dedicate their time & talent to locally share a passion for community service & internationally tackle the world's most pressing humanitarian challenges. As Public Relations Committee & Board member, update the club social media pages, send business announcements to the local newspaper, & attend monthly board meetings. As member of the Social Committee, participate in monthly meetings to create & organize social events for club members to enjoy with the purpose of promoting networking & the purposes of the club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-06 |
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