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Inactive

Francisco Javier Iglesias

Mariner

Nashville, TN

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-01-19
MO RA APPROVED 2017-12-05
  • TN RA
    APPROVED
    Since 2023-01-19
  • MO RA
    APPROVED
    Since 2017-12-05

Branch Locations

905 Harpeth Valley Place, Nashville, TN 37221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2015 02/2017
Northwestern Mutual Investment Services Llc Chesterfield MO 12/2015 02/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2017
Mariner Wealth Advisors Brentwood MO 02/2017 Present
Msec, Llc Brentwood MO 11/2017 Present
  • 12/2015 → 02/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2015 → 02/2017
    Northwestern Mutual Investment Services Llc
    Chesterfield, MO
  • 01/2016 → 02/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2017 → Present
    Mariner Wealth Advisors
    Brentwood, MO
  • 11/2017 → Present
    Msec, Llc
    Brentwood, MO
Previous Registrations
  • 2017-11-16 → 2018-07-03
    Mariner Wealth Advisors
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    2014-09-08
Designations
Other Names
  • Javier Iglesias
  • Javi Iglesias

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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