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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-25 |
| IA | RA | APPROVED | 2025-05-30 |
Branch Locations
1776 Pleasant Plain Road, Fairfield, IA 52556 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Funds Distributors, Llc | Radnor | PA | 02/2015 | 06/2016 |
| Ef Legacy Securities, Llc | Henrico | VA | 10/2016 | 10/2016 |
| Unemployed | Madrid | 06/2016 | 08/2016 | |
| Kestra Financial, Inc. | Austin | TX | 11/2016 | 12/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | Present |
| Lpl Financial, Llc | Lorton | VA | 12/2018 | 08/2022 |
1) THE PETRONE REALTY GROUP, 12870 Cherry Lane, Blue Bell PA 19422, 08/2022, Owner, Real Estate, NIR, 32 HR/MO - 0 HR/MO Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-01 |
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