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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-10-28
  • FL RA
    APPROVED
    Since 2015-10-28

Branch Locations

14497 N Dale Mabry Hwy Ste 240-D North, Tampa, FL 33618 • United States

2803 E Cervantes St Ste A, Pensacola, FL 32503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usf Alumni Assn Natl Board Of Directors Tampa FL 02/2011 Present
Primerica Financial Services Tampa FL 09/2014 Present
Pfs Investments Inc Tampa FL 05/2015 Present
Pilot Bank Tampa FL 11/2015 12/2021
Lake Michigan Credit Union Tampa FL 11/2015 04/2025
Flagship Bank Clearwater FL 04/2025 Present
  • 02/2011 → Present
    Usf Alumni Assn Natl Board Of Directors
    Tampa, FL
  • 09/2014 → Present
    Primerica Financial Services
    Tampa, FL
  • 05/2015 → Present
    Tampa, FL
  • 11/2015 → 12/2021
    Pilot Bank
    Tampa, FL
  • 11/2015 → 04/2025
    Lake Michigan Credit Union
    Tampa, FL
  • 04/2025 → Present
    Flagship Bank
    Clearwater, FL
Previous Registrations
  • 2013-04-22 → 2013-06-06
    Waddell & Reed
    Charleroi, PA
    Tampa, FL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Baker College, Not Investment Related, 1020 S. Washington St., Owosso, MI 48867, Nature of Business: Higher Education, Position/Title: Part Time Adjunct Professor, 05/2022 to Present, 20 hours per month (0 of hours per month during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-22
S66 Uniform Combined State Law Examination 2013-04-18
  • S65 Uniform Investment Adviser Law Examination
    2015-10-22
  • S66 Uniform Combined State Law Examination
    2013-04-18

View on SEC IAPD

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