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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-04 |
| CA | RA | APPROVED | 2013-04-15 |
Branch Locations
74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States
3880 Lemon St Ste 510, Riverside, CA 92501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Woodland Hills | CA | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | Present |
NANCY ROMO PHOTOGRAPHY, NOT INV RELATED, IRVINE, CA, 100% OWNERSHIP, START 6/27/2019, 20 HOURS PER MONTH, ZERO DURING TRADING, EVENT AND PORTRAIT PHOTOGRAPHER. PROFESSIONAL LICENSES, NOT INVT RELATED, N/A, CA, REAL ESTATE LICENSE, START DATE 1/20/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING. GLUTEN FREE AS A BIRD, NOT INVT RELATED, TEMESCAL VALLEY, CA, 100% OWNERSHIP, START DATE 5/3/2022, 4 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, BAKER, COOK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-12 |
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