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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-08-26 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Milwaukee | WI | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Milwaukee | WI | 11/2016 | 06/2018 |
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 08/2018 | 07/2020 |
| Thurston Springer Financial | Indianapolis | IN | 06/2018 | 08/2018 |
| Fifth Third Securities | Indianapolis | IN | 07/2020 | 08/2022 |
| Stifel, Nicolaus & Company, Incorporated | Indianapolis | IN | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-08 |
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