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Robert Levinson

Wells Fargo Clearing Services, LLC

St. Louis, MO

CRD 6134909

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-01-16
  • MO RA
    APPROVED
    Since 2019-01-16

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 11/2012 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Other Businesses

ST. LOUIS CHAMBER CHORUS; NOT INV RELATED; CLAYTON, MO; SINGER; START 9/27/2015; 12 HOURS PER MONTH, 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-16
S63 Uniform Securities Agent State Law Examination 2012-12-31
  • S66 Uniform Combined State Law Examination
    2019-01-16
  • S63 Uniform Securities Agent State Law Examination
    2012-12-31

View on SEC IAPD

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