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300 Beardsley Lane, Bldg. D Suite 200, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-02 |
Branch Locations
300 Beardsley Lane, Bldg. D Suite 200, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 11/2012 | Present |
| Erben Associates, Llc | Austin | TX | 11/2012 | Present |
(1) ERBEN ASSOCIATES LLC; 300 Beardsley Lane, D-200, Austin TX 78746; M Financial Group Member Firm; Investment Related; Director of Operations; CCO, HR, Underwriting. The RIA is intending to work with SALI to act as an SMA under Pacific Life; 11/01/2012; 160 hours per month; 160 hours per month during trading hours. (2) ERBEN ASSOCIATES LLC; 300 Beardsley Lane, D-200, Austin TX 78746; Registered Investment Adviser; Investment Related; IAR; Compliance; 05/02/2013; 140 hours per month; 140 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-04 |
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