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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-07
MD RA APPROVED 2020-12-21
DC RA APPROVED 2020-03-19
  • TX RA
    APPROVED_RES
    Since 2021-10-07
  • MD RA
    APPROVED
    Since 2020-12-21
  • DC RA
    APPROVED
    Since 2020-03-19

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xvi Concierge Alexandria VA 02/2014 03/2017
Foresters Financial Services Silver Spring MD 08/2016 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2019 Present
Unemployed Silver Spring MD 07/2019 09/2019
Bank Of America, N.A. Washington DC 12/2019 Present
  • 02/2014 → 03/2017
    Xvi Concierge
    Alexandria, VA
  • 08/2016 → 06/2019
    Foresters Financial Services
    Silver Spring, MD
  • 10/2019 → Present
    Washington, DC
  • 07/2019 → 09/2019
    Unemployed
    Silver Spring, MD
  • 12/2019 → Present
    Bank Of America, N.A.
    Washington, DC
Other Businesses

I*128112For profit or not for profit: For-Profit OrganizationName of outside business organization: Consumer Direct Care NetworkInvestment related: NAddress of business:Richmond, Virginia 23230Nature of business: General Partnership,Position, title, association: Other, Care AgentStart date of relationship: 10/31/2015Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The position is listed as a Care Agent. I personally do not commit any hours/services towards the tasks. My great-grandmother is an elderly lady apart of this program, and my grandmother is her primary and sole care giver.I*: 2724263Entity Type: Entity CharitableName of OBA: Bright BeginningsAddress: Washington, District of Columbia, 20032Investment Related: NPosition, Title, Association: Board MemberEmployee Start Date: 09/30/2025No Hours: 20hrs/monthlyNo Hours during trading: 0Duties: Provide children and families in the District the support/resources to thrive and increase their standard of living. serve of board of directors I*2786301 Entity Type: N/A Name of OBA: Rental Property 1 Address:Danville Virginia Investment Related:No Position, Title, Association:Sole owner Start Date:08/25/2025 No Hours: 10 Yearly No Hours during trading:0 Duties:Rental

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-10
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2020-02-10
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01
Other Names
  • Malik Farrad Waleed
  • Malik Waleed

View on SEC IAPD

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