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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-31 |
| MD | RA | APPROVED | 2013-02-15 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Annapolis | MD | 11/2012 | Present |
| City National Bank | Annapolis | MD | 12/2019 | Present |
(1) HONEYSUCKLE HILL LLC; 1862 SEVERN GROVE RD. ANNAPOLIS, MD 21401; INVESTMENT FARM; START DATE: 02/23/15; PROJECTED END DATE: 02/23/35; OWNER ACTIVE/PARTNER; TOTAL HOURS PER MONTH: 20; TOTAL HOURS DEVOTED DURING TRADING HOURS: 0 (2) SWATSON ASSOCIATES LLC; 18620 SEVERN GROVE RD. ANNAPOLIS, MD 21401; RENTAL; START DATE: 08/19/94; PROJECTED END DATE: 08/19/35; OWNER ACTIVE/PARTNER; HOURS DEVOTED PER MONTH:0;HOURS DEVOTED DURING TRADING HOURS:0. (3) TAILWINDS ASSOCIATES LLC; 18620 SEVERN GROVE RD. ANNAPOLIS, MD 21401; SECURITIES ACCOUNT; PROJECTED START DATE:1/20/04;PROJECTED END DATE:06/01/34; EMPLOYEE; HOURS PER MONTH: 0; HOURS DURING TRADING HOURS: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-14 |
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