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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-08-04
TX RA APPROVED_RES 2014-06-23
  • CA RA
    APPROVED
    Since 2015-08-04
  • TX RA
    APPROVED_RES
    Since 2014-06-23

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Roseville CA 10/2012 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 Present
Other Businesses

UNITED WALK INC, INVT RELATED, CAMERON PARK, CA, TREASURER, START DATE 9/1/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, PROVIDING OVERSIGHT FOR ALL REVENUE, DONATIONS, EXPENSES AND PROVIDING GUIDANCE AND ADVICE FOR STRATEGIC ACTIVITIES AND EVENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-03
S63 Uniform Securities Agent State Law Examination 2014-03-21
  • S65 Uniform Investment Adviser Law Examination
    2015-08-03
  • S63 Uniform Securities Agent State Law Examination
    2014-03-21

View on SEC IAPD

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