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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-08-04 |
| TX | RA | APPROVED_RES | 2014-06-23 |
Branch Locations
4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Roseville | CA | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | Present |
UNITED WALK INC, INVT RELATED, CAMERON PARK, CA, TREASURER, START DATE 9/1/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, PROVIDING OVERSIGHT FOR ALL REVENUE, DONATIONS, EXPENSES AND PROVIDING GUIDANCE AND ADVICE FOR STRATEGIC ACTIVITIES AND EVENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-21 |
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