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Spencer Allen Kamoni

Mml Investors Services, LLC

Fargo, ND

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2022-05-23
  • ND RA
    APPROVED
    Since 2022-05-23

Branch Locations

3186 Sienna Dr. S, Fargo, ND 58104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Fargo ND 11/2012 Present
Massmutual Insurance Company Fargo ND 11/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-05
S63 Uniform Securities Agent State Law Examination 2013-06-13
  • S65 Uniform Investment Adviser Law Examination
    2022-05-05
  • S63 Uniform Securities Agent State Law Examination
    2013-06-13
Designations
Other Names
  • Spencer Kamoni

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND
FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

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