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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-25
NJ RA APPROVED 2026-05-28
CA RA APPROVED 2025-11-19
  • TX RA
    APPROVED
    Since 2026-06-25
  • NJ RA
    APPROVED
    Since 2026-05-28
  • CA RA
    APPROVED
    Since 2025-11-19

Branch Locations

11830 Sebastian Way Ste 104, Rancho Cucamonga, CA 91730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Ontario CA 09/2023 Present
Wfgia Ontario CA 12/2011 Present
Barons Enterprises International, Inc. Ontario CA 09/2011 Present
Wealthwave Ontario CA 06/2024 Present
Inheritguard, Llc Sheridan WY 11/2024 Present
Black Excellence Leadership Council Cedar Rapids IA 11/2024 Present
  • 09/2023 → Present
    Transamerica Financial Advisors
    Ontario, CA
  • 12/2011 → Present
    Wfgia
    Ontario, CA
  • 09/2011 → Present
    Barons Enterprises International, Inc.
    Ontario, CA
  • 06/2024 → Present
    Wealthwave
    Ontario, CA
  • 11/2024 → Present
    Inheritguard, Llc
    Sheridan, WY
  • 11/2024 → Present
    Black Excellence Leadership Council
    Cedar Rapids, IA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). WEALTHWAVE \ POSITION: NA NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 06/10/2024 ADDRESS: 3602 Inland Empire Blvd, C-160, Ontario CA 91764, \ DESCRIPTION: WFG Co-Brand BARONS ENTERPRISES INTERNATIONAL, INC. \ POSITION: CFO NATURE: Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2011 ADDRESS: 3602 Inland Empire Blvd, C-160, Ontario CA 91764, \ DESCRIPTION: Pass-Through entity to help run our WFG / TFA Business INHERITGUARD, LLC POSITION: NONE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2024 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS. BLACK EXCELLENCE LEADERSHIP COUNCIL POSITION: Council Member NATURE: Leadership INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2024 ADDRESS: 6400 C Street SW, Cedar Rapids IA 52499, United States DESCRIPTION: Mentor members and help run events and meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-19
S63 Uniform Securities Agent State Law Examination 2023-11-16
  • S65 Uniform Investment Adviser Law Examination
    2025-11-19
  • S63 Uniform Securities Agent State Law Examination
    2023-11-16
Other Names
  • Kirsten John
  • Kirsten Eileen John

View on SEC IAPD

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