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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-21 |
Branch Locations
870 Kipling St. Suite A, Lakewood, CO 80215 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Personal Benefit Financial | Lakewood | CO | 10/2012 | 07/2024 |
| Kestra Investment Services, Llc | Lakewood | CO | 07/2024 | Present |
| Kestra Advisory Services, Llc | Lakewood | CO | 11/2024 | Present |
Name: CATTLE ALLIANCE POSITION: Owner NATURE: Cattle INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/26/1990 ADDRESS: 198 White Ash Dr, Golden CO 80403 DESCRIPTION: My husband runs this business. I am just a half owner and do not actively participate. NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/27/2018 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: MY FEDERAL RETIREMENT & BENEFITS POSITION: Assistant NATURE: Seminars for Federal Employees INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: Prepare seminar materials, present materials. Name: PERSONAL BENEFIT FINANCIAL POSITION: Financial Planner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/23/2012 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: prepare, and present financial plans to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-23 |
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