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Dominique Anisha Ingold

Raymond James & Associates, Inc.

St. Petersburg, FL

CRD 4200010

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-01-09
  • FL RA
    APPROVED
    Since 2009-01-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc St Petersburg FL 12/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-17
S63 Uniform Securities Agent State Law Examination 2002-03-16
  • S65 Uniform Investment Adviser Law Examination
    2005-06-17
  • S63 Uniform Securities Agent State Law Examination
    2002-03-16
Other Names
  • Dominique Anisha Brooks
  • Dominique Anisha Brooks

View on SEC IAPD

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