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Nicholas Michael Sposa

Kingsview Wealth Management, LLC

Falls Church, VA

Grants Pass, OR

CRD 6133802

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Employer firm

Kingsview Wealth Management, LLC CRD 148107

$8.96B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-09-09
  • VA RA
    APPROVED
    Since 2022-09-09

Branch Locations

2941 Fairview Park Drive Suite 800, Falls Church, VA 22042 • United States

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2012 09/2022
Kingsview Wealth Management Llc Falls Church VA 09/2022 Present
Kingsview Partners Llc Grants Pass OR 09/2022 Present
Previous Registrations
  • 2013-03-05 → 2022-09-13
    Arlington, VA
    Falls Church, VA
    St Louis, MO
    Mclean, VA
    Falls Church, VA
Other Businesses

Rental property Type of business: Rental property Gainesville, VA Start date: 6/15/2011 Property owner Steward of the property RRRNS Enterprises Type of business: Rental property Brandywine, MD Start date: 7/6/2017 Owner Hours per week: 0 Hours during trading: 0 Manage the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-04
  • S66 Uniform Combined State Law Examination
    2013-01-04

View on SEC IAPD

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