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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-08-25 |
Branch Locations
5800 R Street, Little Rock, AR 72207 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
5800 R St 1St Floor, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Little Rock | AR | 03/2015 | 08/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2015 | 08/2017 |
| Cetera Investment Advisers Llc | Little Rock | AR | 03/2015 | 08/2017 |
| Bb&T Investment Services, Inc. | Colonial Heights | VA | 09/2017 | 11/2017 |
| Regions Bank | Little Rock | AR | 11/2017 | 07/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2017 | 07/2025 |
| Cetera Investment Advisers Llc | Little Rock | AR | 11/2017 | 07/2025 |
| Lpl Financial Llc | Little Rock | AR | 08/2025 | Present |
| First Horizon Bank | Little Rock | AR | 08/2025 | Present |
1. 8/2025- First Horizon Advisors- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 2. 8/2025- Rental Property- Real Estate Rental- Alexander, AR 72002- Inv Rel- Start Date 09/01/2019 3. 8/2025- SS Hockey- Other- Non Inv Rel- Little Rock, AR 72210- 10 Hrs Per Mnth- Start Date 06/07/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-21 |
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