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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-12-17 |
Branch Locations
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
8100 Transit Road Suite 500, Amherst, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Depew | NY | 08/2016 | 05/2018 |
| Hsbc Bank Usa, N.A. | Depew | NY | 05/2018 | Present |
| Hsbc Securities (Usa) Inc. | Depew | NY | 05/2018 | 07/2018 |
| Hsbc Securities (Usa) Inc. | Depew | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-24 |
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