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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-10 |
| NJ | RA | APPROVED | 2016-08-05 |
| PA | RA | APPROVED | 2016-07-22 |
Branch Locations
15 E Ridge Pike, Conshohocken, PA 19428 • United States
7918 Bustleton Ave., Philadelphia, PA 19152 • United States
108 Marlton Pike East, Cherry Hill, NJ 08034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2016 | Present |
1) FIRSTRUST FINANCIAL RESOURCES (DBA)/INDEPENDENT INSURANCE AGENT - SALES/SERVICE OF FIXED INSURANCE PRODUCTS; 2) SAGE SETTLEMENT CONSULTING; 3) USING DMEBS@FFREMAIL.COM AND WWW.FFRPRO.COM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-30 |
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