Best Investors Account Sign in

Emmett John Worth

LPl Financial LLC

Fargo, ND

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2015-12-14
  • ND RA
    APPROVED
    Since 2015-12-14

Branch Locations

520 Main Ave, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fargo ND 12/2015 Present
Gate City Bank Fargo ND 11/2012 02/2026
  • 12/2015 → Present
    Fargo, ND
  • 11/2012 → 02/2026
    Gate City Bank
    Fargo, ND
Previous Registrations
  • 2013-04-03 → 2015-12-10
    Alexandria, MN
    Fergus Falls, MN
    Moorhead, MN
    Moorhead, MN
    Fargo, ND
    Fargo, ND
    Fargo, ND
    Fargo, ND
    Jamestown, ND
    Wahpeton, ND
    West Fargo, ND
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Fargo, ND
Other Businesses

(1) 03/17/2016: Midland National - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 03/14/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Financial Planner, Gate City Financial Planning, paid at Carrier level, not an owner (2) 03/17/2016: Sunderland Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 04/01/2016 - 12 Hr/Mo; 12 Hour(s) During Securities Trading - Agent, Sunderland Group, paid at carrier level, non-owner (3) 11/8/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gate City Investment Services - Investment Related - At Reported Business Location(s) - Started 10/29/2018 - 160 Hours Per Month/120 Hours During Securities Trading. (4) 3/19/2021 - Gate City Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/23/2021 - 10 Hours Per Month During Securities Trading. (5) 5/25/2021 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/01/2021 - 1 Hour Per Month During Securities Trading. (6) 12/7/2021 - Gate City Financial Services Investment Committee - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Committee Member - Started 12/01/2021 - 1 Hour Per Month During Securities Trading. (7) 01/14/2022 - Gate City Bank Oversight Committee - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Committee Member - Start Date: 01/17/2022 - 1 Hour Per Month/4 Hours During Securities Trading. (8) 06/02/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Bell Investments - Investment Related - At Reported Business Location(s) - Start Date 02/04/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-29
  • S66 Uniform Combined State Law Examination
    2013-03-29
Other Names
  • Emmett Worth

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fargo, ND

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor