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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2015-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fargo | ND | 12/2015 | Present |
| Gate City Bank | Fargo | ND | 11/2012 | 02/2026 |
(1) 03/17/2016: Midland National - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 03/14/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Financial Planner, Gate City Financial Planning, paid at Carrier level, not an owner (2) 03/17/2016: Sunderland Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 04/01/2016 - 12 Hr/Mo; 12 Hour(s) During Securities Trading - Agent, Sunderland Group, paid at carrier level, non-owner (3) 11/8/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gate City Investment Services - Investment Related - At Reported Business Location(s) - Started 10/29/2018 - 160 Hours Per Month/120 Hours During Securities Trading. (4) 3/19/2021 - Gate City Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/23/2021 - 10 Hours Per Month During Securities Trading. (5) 5/25/2021 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/01/2021 - 1 Hour Per Month During Securities Trading. (6) 12/7/2021 - Gate City Financial Services Investment Committee - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Committee Member - Started 12/01/2021 - 1 Hour Per Month During Securities Trading. (7) 01/14/2022 - Gate City Bank Oversight Committee - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Committee Member - Start Date: 01/17/2022 - 1 Hour Per Month/4 Hours During Securities Trading. (8) 06/02/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Bell Investments - Investment Related - At Reported Business Location(s) - Start Date 02/04/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-29 |
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