Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-06
MO RA APPROVED 2013-01-29
  • TX RA
    APPROVED
    Since 2015-01-06
  • MO RA
    APPROVED
    Since 2013-01-29

Branch Locations

4801 Main St, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 10/2012 Present
Bank Of America, N.A. Kansas City MO 05/2013 Present
Other Businesses

I*83782For profit or not for profit: For-Profit OrganizationName of outside business organization: EV XVIIInvestment related: NAddress of business:Fairway, Kansas 66205Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 8/10/2015Number of hours devoted: 5 hour(s) AnnuallyNumber of hours devoted during trading hours: 1Duties: I am in the process of creating an LLC, that will own any charitable events that I could put on in the future. Whatever name I come up with for the event will, more than likely, need to be trademarked. I would be the sole owner. I*, 5316269 Entity Type: Name of OBA: National Association of Basketball Coaches Event Committee Address: Kansas City, Missouri, 64106 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 08/14/2026 No Hours: 1 hour per month No Hours during trading: 1 Duties: Create awareness for the event and raise funds for sponsorship opportunities. Reaching out to companies to consider a sponsorship of some sort. I*, 5322268 Entity Type: Name of OBA: Greater Kansas City Community Foundation Address: Kansas City, Missouri, 64105 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 09/01/2026 No Hours: 1 hour per month No Hours during trading: 1 Duties: Drum up awareness for the foundation and their causes. Create awareness around the GKCCF and what they do

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
  • S66 Uniform Combined State Law Examination
    2013-01-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kansas City, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor