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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-06 |
| MO | RA | APPROVED | 2013-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 10/2012 | Present |
| Bank Of America, N.A. | Kansas City | MO | 05/2013 | Present |
I*83782For profit or not for profit: For-Profit OrganizationName of outside business organization: EV XVIIInvestment related: NAddress of business:Fairway, Kansas 66205Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 8/10/2015Number of hours devoted: 5 hour(s) AnnuallyNumber of hours devoted during trading hours: 1Duties: I am in the process of creating an LLC, that will own any charitable events that I could put on in the future. Whatever name I come up with for the event will, more than likely, need to be trademarked. I would be the sole owner. I*, 5316269 Entity Type: Name of OBA: National Association of Basketball Coaches Event Committee Address: Kansas City, Missouri, 64106 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 08/14/2026 No Hours: 1 hour per month No Hours during trading: 1 Duties: Create awareness for the event and raise funds for sponsorship opportunities. Reaching out to companies to consider a sponsorship of some sort. I*, 5322268 Entity Type: Name of OBA: Greater Kansas City Community Foundation Address: Kansas City, Missouri, 64105 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 09/01/2026 No Hours: 1 hour per month No Hours during trading: 1 Duties: Drum up awareness for the foundation and their causes. Create awareness around the GKCCF and what they do
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-25 |
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