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Dylan Christopher Adler

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-30
  • WI RA
    APPROVED
    Since 2025-09-30

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Milwaukee WI 08/2014 02/2017
Umb Fund Services Milwaukee WI 02/2017 09/2017
Financial Solutions, Llc Waukesha WI 09/2017 10/2023
Royal Alliance Waukesha WI 09/2017 05/2024
Pensionmark Financial Group Santa Barbara CA 10/2023 09/2025
Tfs Securities, Inc. Lincroft NJ 06/2024 09/2025
Annex Wealth Management Brookfield WI 09/2025 Present
  • 08/2014 → 02/2017
    Axa Advisors, Llc
    Milwaukee, WI
  • 02/2017 → 09/2017
    Umb Fund Services
    Milwaukee, WI
  • 09/2017 → 10/2023
    Financial Solutions, Llc
    Waukesha, WI
  • 09/2017 → 05/2024
    Royal Alliance
    Waukesha, WI
  • 10/2023 → 09/2025
    Pensionmark Financial Group
    Santa Barbara, CA
  • 06/2024 → 09/2025
    Tfs Securities, Inc.
    Lincroft, NJ
  • 09/2025 → Present
    Annex Wealth Management
    Brookfield, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-22
S63 Uniform Securities Agent State Law Examination 2014-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-05-22
  • S63 Uniform Securities Agent State Law Examination
    2014-08-27

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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