Dylan Christopher Adler

Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 02/2017
  Axa Advisors, Llc
  Milwaukee, WI
• 02/2017 → 09/2017
  Umb Fund Services
  Milwaukee, WI
• 09/2017 → 10/2023
  Financial Solutions, Llc
  Waukesha, WI
• 09/2017 → 05/2024
  Royal Alliance
  Waukesha, WI
• 10/2023 → 09/2025
  Pensionmark Financial Group
  Santa Barbara, CA
• 06/2024 → 09/2025
  Tfs Securities, Inc.
  Lincroft, NJ
• 09/2025 → Present
  Annex Wealth Management
  Brookfield, WI

Previous Registrations

• 2024-05-22 → 2025-09-24
  World Investment Advisors, Llc
  Waukesha, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-22
• S63 Uniform Securities Agent State Law Examination
  2014-08-27