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Michael Shawn Mullen

Centaurus Financial, Inc.

Anaheim, CA

Scottsdale, AZ

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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-25
ND RA APPROVED 2025-12-09
FL RA APPROVED 2025-07-21
NC RA APPROVED 2025-01-06
NV RA APPROVED 2024-10-18
CA RA APPROVED 2024-10-04
NJ RA APPROVED 2024-10-02
AZ RA APPROVED 2024-08-21
PA RA APPROVED 2024-08-19
  • SC RA
    APPROVED
    Since 2026-03-25
  • ND RA
    APPROVED
    Since 2025-12-09
  • FL RA
    APPROVED
    Since 2025-07-21
  • NC RA
    APPROVED
    Since 2025-01-06
  • NV RA
    APPROVED
    Since 2024-10-18
  • CA RA
    APPROVED
    Since 2024-10-04
  • NJ RA
    APPROVED
    Since 2024-10-02
  • AZ RA
    APPROVED
    Since 2024-08-21
  • PA RA
    APPROVED
    Since 2024-08-19

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

8753 E. Bell Road Suite #101, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Distribution Company Oaks PA 01/2014 08/2024
Sei Investments Management Corp Oaks PA 01/2014 08/2024
Centaurus Financial, Inc. Anaheim CA 08/2024 Present
Previous Registrations
Other Businesses

(1) SPIVAK FINANCIAL GROUP, NON-INVESTMENT RELATED, 8753 E. BELL RD SUITE #101, SCOTTSDALE, AZ 85254, DBA FOR BRANDING PURPOSES ONLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-12
  • S66 Uniform Combined State Law Examination
    2013-01-12
Other Names
  • Michael Shawn Mullen
  • Michael Shawn Mullen

View on SEC IAPD

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