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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-04 |
| GA | RA | APPROVED | 2018-07-17 |
Branch Locations
One 10Th Street Suite 600, Augusta, GA 30901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 03/2014 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Augusta | GA | 07/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-30 |
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