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Lori Jeanne Taylor

Cwa Asset Management Group

Cary, NC

Naples, FL

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Current Employers
Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-11-12
  • NC RA
    APPROVED
    Since 2020-11-12

Branch Locations

5000 Centregreen Way Suite 500, Cary, NC 27513 • United States

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Raleigh NC 12/2014 11/2020
Cwa Asset Management Group Naples FL 11/2020 Present
Previous Registrations
  • 2015-01-15 → 2020-11-04
    Fifth Third Securities, Inc.
    Raleigh, NC
  • 2006-09-05 → 2014-12-22
    Truist Investment Services, Inc.
    Raleigh, NC
    Raleigh, NC
  • 2000-07-18 → 2004-04-02
    Truist Investment Services, Inc.
    Ponte Vedra, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-03
  • S66 Uniform Combined State Law Examination
    2007-01-03
Designations
Other Names
  • Lori Jeanne Brunt
  • Lori Jeanne Vanover

View on SEC IAPD

Other Firms

VERATIS ADVISORS, INC.
RFG ADVISORY, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TRUIST ADVISORY SERVICES, INC.
COMPERIO RETIREMENT CONSULTING, INC.
WEALTHSHIELD PARTNERS, LLC
BRODIE WEALTH MANAGEMENT

Other Investors

STEPHEN DREW SIMPSON
LIAM BRIAN JOHNSON
DEREK THOMPSON WILLIAMS
JASON WILLIAM CARTER
Kashif Osman
Ibraheem Wael Ahmad Amin
Robert Sidney Larson
Karena Lyn Bagwell

Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

More in Cary, NC

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