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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-03 |
| CA | RA | APPROVED | 2013-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lodi | CA | 10/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Lodi | CA | 03/2020 | Present |
Board of Directors; Lodi Community Foundation; Board Member; P.O. Box 2278Lodi, CA 95241, ,; Not Investment-Related; 02/28/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-16 |
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