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Ryan M Nielsen

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6129637

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-10-02
TX RA APPROVED 2019-10-01
  • AZ RA
    APPROVED
    Since 2019-10-02
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2016 Present
Ryan Nielson Triathlon Blog Glendale AZ 08/2020 Present
Self Employed Glendale AZ 07/2020 08/2021
Self Employed Glendale AZ 08/2020 08/2021
  • 07/2016 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2020 → Present
    Ryan Nielson Triathlon Blog
    Glendale, AZ
  • 07/2020 → 08/2021
    Self Employed
    Glendale, AZ
  • 08/2020 → 08/2021
    Self Employed
    Glendale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 Name of Business: Ryan Nielson Triathlon Blog Non-Investment Related; Address: Glendale, AZ; Position: Blogger Start Date: 8/2020 Approximate hours per month: 10 Number of hours during trading hours: 0 Duties: Blogging about Triathlon

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2019-09-19
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Ryan Mark Nielsen

View on SEC IAPD

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