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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-03

Branch Locations

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Lakeland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Co Lakeland FL 10/2012 Present
Lpl Financial, Llc Lakeland FL 08/2019 Present
  • 10/2012 → Present
    Allen & Co
    Lakeland, FL
  • 08/2019 → Present
    Lakeland, FL
Previous Registrations
  • 2019-11-23 → 2022-03-01
    Allen & Company Of Florida, Llc
    Lakeland, FL
  • 2013-01-02 → 2019-11-22
    Allen & Company Of Florida, Llc
    Lakeland, FL
Other Businesses

1.9/3/2019 - Jica Jones LLC - Investment Related - Barichara, Colombia - Real Estate Rental - Owner - Start Date: 09/01/2015 - Time Spent 1%. 2.9/3/2019 - Warrior Combat & Fitness LLC - Not Investment Related - Other-Business Owner - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 2% - Local gym (2 locations) offering jiu-jitsu, judo, personal training, yoga, after school programs, summer camp, and tournaments. 3. 3/17/2022 - Allen & Company - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 4 . 3/17/2022 - Allen & Company of Florida, LLC - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-14
  • S66 Uniform Combined State Law Examination
    2012-12-14
Designations

View on SEC IAPD

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