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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-13 |
| UT | RA | APPROVED | 2023-04-13 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
West Jordan, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 10/2012 | 09/2022 |
| Morgan Stanley | South Jordan | UT | 09/2021 | Present |
1. Name of the business -Abe's Towing 2. Is the business investment-related - No 3. Address of the other business - 6062 W. 9860 S. West Jordan UT 4. Nature of the other business -Towing 5. Position/Title - Tow Truck Driver 6. Start date of your relationship - 7/1/17 7. Approximate number of hours/month you devote to the other business - 15-20 8. Number of hours you devote to the other business during securities trading hours - 0 9. Duties relating to other Business - Towing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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