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Current Employers
Greater Midwest Financial Group, Llc

3222 Rice St., Saint Paul, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-01-24
  • MN RA
    APPROVED
    Since 2023-01-24

Branch Locations

3222 Rice St., Saint Paul, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc St. Paul MN 04/2016 Present
Kestra Investment Services, Llc St. Paul MN 05/2015 Present
Greater Midwest Financial Group, Llc St. Paul MN 01/2023 Present
Previous Registrations
  • 2016-04-19 → 2023-05-01
    St. Paul, MN
  • 2015-05-29 → 2016-09-22
    Kestra Investment Services, Llc
    St. Paul, MN
    Austin, TX
Other Businesses

Business Name: Greater Midwest Financial Group Investment Related: Yes Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Case Manager Start Date: 10/15/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Prepare cases for advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-18
  • S66 Uniform Combined State Law Examination
    2013-07-18
Designations

View on SEC IAPD

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