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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-18
NJ RA APPROVED 2021-06-21
  • TX RA
    APPROVED
    Since 2022-01-18
  • NJ RA
    APPROVED
    Since 2021-06-21

Branch Locations

730 Jamaica Blvd, Toms River, NJ 08757 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Toms River NJ 10/2012 11/2016
Wells Fargo Bank Na Toms River NJ 02/2009 Present
Mcdonald'S Lakewood NJ 10/2004 Present
Wells Fargo Clearing Services, Llc Toms River NJ 11/2016 Present
  • 10/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Toms River, NJ
  • 02/2009 → Present
    Wells Fargo Bank Na
    Toms River, NJ
  • 10/2004 → Present
    Mcdonald'S
    Lakewood, NJ
  • 11/2016 → Present
    Toms River, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2021-01-11
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06

View on SEC IAPD

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