Nicholas Michael Ryder

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Charlotte, NC
• 11/2016 → 07/2020
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 08/2021 → 01/2022
  Raymond James & Associates, Inc.
  Saint Petersburg, FL
• 10/2020 → 08/2021
  Unemployed
  Charlotte, NC
• 07/2020 → 10/2020
  Unc Charlotte Continuing Education
  Charlotte, NC
• 01/2023 → Present
  Raymond James Financial Services, Inc
  Charlotte, NC
• 01/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Charlotte, NC
• 10/2022 → 02/2023
  Amazon
  Charlotte, NC
• 01/2022 → 10/2022
  Unemployed
  Charlotte, NC

Previous Registrations

• 2021-09-09 → 2022-02-11
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2014-09-19 → 2020-07-09
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO
• 2013-04-12 → 2014-01-09
  Equitable Advisors, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  2013-03-28

Other Names

• Nick Michael Ryder
• Nicholas Michael Ryder
• Nicholas M Ryder