Christopher James Federman

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 04/2025
  Wells Fargo Bank Na
  Chandler, AZ
• 10/2012 → 11/2016
  Wells Fargo Advisors, Llc.
  Fort Collins, CO
• 11/2016 → 04/2025
  Wells Fargo Clearing Services, Llc
  Chandler, AZ
• 11/2025 → Present
  The Vanguard Group, Inc
  Scottsdale, AZ
• 11/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 11/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 04/2025 → 11/2025
  Unemployed
  Casa Grande, AZ

Previous Registrations

• 2017-09-27 → 2025-04-10
  Wells Fargo Clearing Services, Llc
  Fort Collins, CO
  Denver, CO
  Denver, CO
  Arvada, CO
  St. Louis, MO
  Chandler, AZ

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: VARIABLE & LIFE INSURANCE POSITION: N/A START DATE: 12/2012 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S66 Uniform Combined State Law Examination
  2017-09-27
• S63 Uniform Securities Agent State Law Examination
  2012-12-06

Other Names

• Chris James Federman
• Chris J Federman
• Christopher J Federman
• Chris Federman
• Christopher Federman