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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2013-01-01 |
Branch Locations
2001 Spruce Hills Dr, Bettendorf, IA 52722 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Davenport | IA | 10/2012 | 11/2016 |
| Wells Fargo Bank, N.A. | Davenport | IA | 09/2009 | Present |
| Wells Fargo Clearing Services, Llc | Davenport | IA | 11/2016 | Present |
SOUTH MOLINE TOWNSHIP; NOT INV. RELATED; MOLINE, IL; START DATE 4/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND BUDGETARY MEETINGS, DISCUSS DONATIONSS AND SPENDING OF TOWNSHIP FUNDS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, MOLINE, IL, START: 7/31/2021, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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