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Anthony Robert Phillips

LPl Financial LLC

Calimesa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-28
CA RA APPROVED 2013-01-14
  • TX RA
    APPROVED_RES
    Since 2024-02-28
  • CA RA
    APPROVED
    Since 2013-01-14

Branch Locations

504 Myrtlewood Dr, Calimesa, CA 92320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Calimesa CA 11/2012 Present
Other Businesses

1. 3/20/2013 - NON-VARIABLE INSURANCE DBA - TRI-FOCUS WEALTH MANAGEMENT GROUP, INC. - SELL FIXED INSURANCE PRODUCTS. - TIME SPENT 5% - CALIMESA, CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-11
  • S66 Uniform Combined State Law Examination
    2013-01-11

View on SEC IAPD

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ARNIE GONZALEZ
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Andy Samaan
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Anthony Joseph Espinoza
Haris Breining

Other Offices

J.P. MORGAN SECURITIES LLC · CALIMESA, CA
LPL FINANCIAL LLC · YUCAIPA, CA
J.P. MORGAN SECURITIES LLC · YUCAIPA, CA
EDWARD JONES · YUCAIPA, CA
U.S. BANCORP ADVISORS, LLC · Yucaipa, CA
LPL FINANCIAL LLC · YUCAIPA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Yucaipa, CA
EDWARD JONES · Yucaipa, CA

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