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Anthony Robert Phillips

LPl Financial LLC

Calimesa, CA

CRD 6128305

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-28
CA RA APPROVED 2013-01-14
  • TX RA
    APPROVED_RES
    Since 2024-02-28
  • CA RA
    APPROVED
    Since 2013-01-14

Branch Locations

504 Myrtlewood Dr, Calimesa, CA 92320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Calimesa CA 11/2012 Present
Other Businesses

1. 3/20/2013 - NON-VARIABLE INSURANCE DBA - TRI-FOCUS WEALTH MANAGEMENT GROUP, INC. - SELL FIXED INSURANCE PRODUCTS. - TIME SPENT 5% - CALIMESA, CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-11
  • S66 Uniform Combined State Law Examination
    2013-01-11

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
U.S. BANCORP ADVISORS, LLC

Nearby Investors

WILLIAM GEORGE GRAY
Rafael Castro
ARNIE GONZALEZ

Nearby Offices

J.P. MORGAN SECURITIES LLC · CALIMESA, CA
LPL FINANCIAL LLC · YUCAIPA, CA
J.P. MORGAN SECURITIES LLC · YUCAIPA, CA

More in Calimesa, CA

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