William George Gray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Lpl Financial, Llc
  Calimesa, CA

Other Businesses

1. 11/7/2003: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s). 2. 4/27/2009: Tri-Focus Wealth Management Group Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Time Spent 10%. 3. 4/28/2009: Tri-Focus - Notary - Not Investment Related - At Reported Business Location(s) - 1% Time Spent - Notary exclusively for clients. No fees charged. 4. 5/13/2009: Tri-Focus Wealth Management Group, Inc. - Non-Variable Insurance DBA - At Reported Business Location(s) 5. 7/8/2011: Tri-Focus Wealth Management Group, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Providing Fixed Annuities through Midland National direct. 6. 11/04/2011: TriFocus Wealth Management Group - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 10% Time Spent - Tax Prep 7. 11/14/2019 - ZTAR HOLDINGS, LLC - Investment Related - 504 Myrtlewood Drive, Calimesa, Ca 92320 & Yucaipa, Ca 92399 - Real Estate Rental - Started 09/01/1917 - 4 Hours Per Month/0 Hours During Securities Trading - Residential Rental Income received for property at Yucaipa, Ca 92399. Commercial Rental Income received for property at 504 Myrtlewood Drive, Calimesa, Ca 92320.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-26
• S63 Uniform Securities Agent State Law Examination
  1999-10-14

Other Names

• William George Gray