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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-12-14 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Lakewood | CA | 11/2015 | 04/2017 |
| Bank Of The West | Lakewood | CA | 11/2015 | 04/2017 |
| Jpmorgan Securities Llc | Huntington Beach | CA | 04/2017 | 04/2018 |
| Jpmorgan Chase Bank, N.A. | Huntington Beach | CA | 04/2018 | 08/2019 |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 08/2019 | 11/2022 |
| J.P. Morgan Securities Llc | Indianapolis | IN | 08/2019 | 11/2022 |
| Modern Refined | Indianapolis | IN | 03/2020 | 11/2022 |
| Schwab Wealth Advisory Inc | Indianapolis | IN | 11/2022 | Present |
| Charles Schwab & Co, Inc | Indianapolis | IN | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-11 |
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