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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
Branch Locations
442 Highway 35 South Bldg A 1St Floor, Eatontown, NJ 07724 • United States
Toms River, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Toms River | NJ | 10/2012 | 03/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2020 |
| National Securities Corporation | Red Bank | NJ | 04/2020 | 06/2022 |
| National Asset Management | Red Bank | NJ | 04/2020 | 06/2022 |
| Cetera Advisors Llc | St Cloud | MN | 06/2022 | Present |
| Power Washing | Eatontown | NJ | 01/2017 | Present |
| Mint Financial Services Llc | Eatontown | NJ | 04/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: MINT FINANCIAL SERVICES LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2020, POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING PRINCIPAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 7, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: POWER WASHING, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: POWER WASHING, START DATE: 01/2017, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SALES; 3. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 222 HIERING AVE, SEASIDE HEIGHTS, NJ, 08751, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2019, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SEASONAL RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-22 |
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