Samuel Alfonso Mangiapane

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2020
  Morgan Stanley
  Toms River, NJ
• 01/2015 → 03/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2020 → 06/2022
  National Securities Corporation
  Red Bank, NJ
• 04/2020 → 06/2022
  National Asset Management
  Red Bank, NJ
• 06/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2017 → Present
  Power Washing
  Eatontown, NJ
• 04/2020 → Present
  Mint Financial Services Llc
  Eatontown, NJ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-05-13 → 2022-07-06
  B. Riley Wealth Advisors, Inc.
  Red Bank, NJ
• 2013-01-23 → 2020-04-06
  Morgan Stanley
  Toms River, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: MINT FINANCIAL SERVICES LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2020, POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING PRINCIPAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 7, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: POWER WASHING, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: POWER WASHING, START DATE: 01/2017, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SALES; 3. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 222 HIERING AVE, SEASIDE HEIGHTS, NJ, 08751, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2019, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SEASONAL RENTAL PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2013-01-22

Other Names

• Samuel Alfonso Mangiapane