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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-21
  • NJ RA
    APPROVED
    Since 2024-03-21

Branch Locations

442 Highway 35 South Bldg A 1St Floor, Eatontown, NJ 07724 • United States

Toms River, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Toms River NJ 10/2012 03/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2020
National Securities Corporation Red Bank NJ 04/2020 06/2022
National Asset Management Red Bank NJ 04/2020 06/2022
Cetera Advisors Llc St Cloud MN 06/2022 Present
Power Washing Eatontown NJ 01/2017 Present
Mint Financial Services Llc Eatontown NJ 04/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2012 → 03/2020
    Toms River, NJ
  • 01/2015 → 03/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2020 → 06/2022
    National Securities Corporation
    Red Bank, NJ
  • 04/2020 → 06/2022
    National Asset Management
    Red Bank, NJ
  • 06/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2017 → Present
    Power Washing
    Eatontown, NJ
  • 04/2020 → Present
    Mint Financial Services Llc
    Eatontown, NJ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: MINT FINANCIAL SERVICES LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2020, POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING PRINCIPAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 7, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: POWER WASHING, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: POWER WASHING, START DATE: 01/2017, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SALES; 3. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 222 HIERING AVE, SEASIDE HEIGHTS, NJ, 08751, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2019, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SEASONAL RENTAL PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-22
  • S66 Uniform Combined State Law Examination
    2013-01-22
Other Names
  • Samuel Alfonso Mangiapane

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