Lawrence Gilbert Union

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 02/2020
  Edward Jones
  St Louis, MO
• 07/2016 → 02/2018
  Bank Of The Ozarks
  Fort Myers, FL
• 02/2018 → 08/2018
  Union Management And Consulting Llc
  Fort Myers, FL
• 05/2020 → 04/2023
  Wells Fargo Bank, Na
  Fort Myers, FL
• 05/2020 → 04/2023
  Wells Fargo Clearing Services, Llc
  Fort Myers, FL
• 04/2023 → Present
  Lpl Financial Llc
  Tampa, FL
• 04/2023 → Present
  Suncoast Credit Union
  Tampa, FL

Previous Registrations

• 2020-06-23 → 2023-04-19
  Wells Fargo Clearing Services, Llc
  Fort Myers, FL
  Naples, FL
• 2018-11-05 → 2020-02-10
  Edward Jones
  Fort Myers, FL
  St Louis, MO
  Ft Myers, FL

Other Businesses

1) 04/03/2023 - Suncoast Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 04/03/2023 - Suncoast Credit Union - Notary - Tampa Fl 33610 - Investment related - Start date: 07/01/2020. 3) 03/22/2023 - Real Estate Rental - Owner - 13200 Broadhurst Loop, Fort Myers, FL 33919 ; 13200 Broadhurst Loop, Fort Myers, FL 33919 - Investment related - Start date: 06/01/2016.

Exams

• S66 Uniform Combined State Law Examination
  2018-11-01

Other Names

• Lawrence G Union
• Lawrence Gilbert Union
• Lawrence Gilbert Union
• Lawrence Union