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Current Employers
Dow Family Office Advisory, Llc

8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-05-01
  • ME RA
    APPROVED
    Since 2026-05-01

Branch Locations

358 Us Route One, Falmouth, ME 04105 • United States

8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States

Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2012-12-26
  • ME RA
    APPROVED
    Since 2012-12-26

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

358 Us Route One, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dow Family Office Advisory, Llc Falmouth ME 04/2026 Present
Bolton Global Capital Falmouth ME 02/2013 Present
Bolton Global Asset Management Falmouth ME 10/2012 Present
Dow Software, Llc Lakewood Ranch FL 01/2019 Present
  • 04/2026 → Present
    Falmouth, ME
  • 02/2013 → Present
    Bolton Global Capital
    Falmouth, ME
  • 10/2012 → Present
    Bolton Global Asset Management
    Falmouth, ME
  • 01/2019 → Present
    Dow Software, Llc
    Lakewood Ranch, FL
Other Businesses

1) Kristina Petit is dually registered as an investment advisor representative and registered representative with Bolton Global Asset Management and Bolton Global Capital (collectively "Bolton") since 2012 and as an investment advisor representative with Dow Family Office Advisory, LLC since 04/2026. Approximately 50% of Mrs. Petit's time is dedicated for activities as an investment advisor representative and registered representative of Bolton, with the balance as an investment advisor representative of Dow Family Office Advisory, LLC. 2) Dow Software, LLC; Not investment-related; 8205 Nature's Way, #219, Lakewood Ranch, FL. 34202; Computer software sales; VP, Client Service; Assisting with development and promotion of software that's used for clients; Approx. 5% of time during the month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-22
S65 Uniform Investment Adviser Law Examination 2012-11-27
  • S63 Uniform Securities Agent State Law Examination
    2013-03-22
  • S65 Uniform Investment Adviser Law Examination
    2012-11-27
Other Names
  • Kristina M Dumas
  • Kristina Marie Dumas

View on SEC IAPD

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