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Richard Erik Wagner

Ironwood Wealth Management, LLC

Chandler, AZ

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Current Employers
Ironwood Wealth Management, Llc

San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-02
AZ RA APPROVED 2015-06-30
  • TX RA
    APPROVED_RES
    Since 2016-03-02
  • AZ RA
    APPROVED
    Since 2015-06-30

Branch Locations

San Tan Corporate Center 3100 W. Ray Rd. Suite 301, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ironwood Wealth Management, Llc. Phoenix AZ 05/2015 Present
Previous Registrations
  • 2013-07-31 → 2016-02-03
    Ironwood Financial, Llc
    Tucson, AZ
  • 2013-06-27 → 2013-12-03
    Next Financial Group, Inc.
    Tucson, AZ
    Phoenix, AZ
  • 2013-03-25 → 2013-04-16
    Next Financial Group, Inc.
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-20
  • S66 Uniform Combined State Law Examination
    2013-03-20
Designations
Other Names
  • Rick Wagner

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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