Michael Andrew Topinka

Current Employers

Employment History

• 05/2002 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
• 06/2011 → 11/2020
  Bank Of America, N.A.
  Upper Montclair, NJ
• 11/2020 → Present
  Raymond James Financial Services, Inc.
  Wayne, NJ
• 11/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Wayne, NJ

Previous Registrations

• 2002-06-06 → 2020-12-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
  Upper Montclair, NJ
  Wayne, NJ

Other Businesses

(1)Name of Business: Comfort Over Drip, LLC Address: 56 Overlook Ave, Wayne, NJ, 07470, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As with my other OBA, Fun Flag Shop, this is another e commerce business my son is starting with a close friend of his. My son is 16 years old, and he and his friend are starting a clothing line and the attorney states that we should have adults involved in this since the kids are still pretty young. I really will not be doing anything, except tracking the expenses and the finances to make sure they do not do anything dumb, since they are 16 and have tendencies to do dumb stuff. (2)Name of Business: Fun Flag Shop Address: 56 Overlook AVe, Wayne, NJ, 07470, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My son is 15 and started an e-commerce business selling flags. He cannot put his name down because shopify required a legal business name or someone who is 18. He is going to use my name until I can get an LLC set up for his business. Once we do that, I will probably be a part owner since I can help him, but I don't really do anything. (3)Name of Business: TKE Solutions and TGS Inc. Address: 271 Rt. 46W., Suite H206, Fairfield, NJ, 07004, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am mostly a silent partner in this business. It is my fathers manufacturing rep business, in clean energy, that is being taken over by another individual and his son. We like to keep the business in the family also so I am going to be involved on a monetary basis, but mostly as a silent partner. I will help with managerial tasks of running the business but nothing more. (4)Name of Business: TLC Tech Ventures LLC Address: 56 Overlook Ave, Wayne, NJ, 07470, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 04/21/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Help develop technology platforms that we can in turn market. This business is a side business completely separate from my role at RJFS. SaaS type business. (5)Name of Business: Topinka Financial LLC Address: 502 Valley Rd Ste 102, Wayne, NJ, 07470, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/03/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of the business.I am responsible for running Topinka Financial and also working with the clients and doing most of the asset allocation and trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-12

Other Names

• Mike Andrew Topinka
• Michael Andrew Topinka
• Michael A Topinka